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SPIRE INC — Director's Dealing 2023
Nov 27, 2023
31103_dirs_2023-11-27_0d521c67-729c-42d5-9e62-0768130bd6d8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SPIRE INC (SR)
CIK: 0001126956
Period of Report: 2023-11-23
Reporting Person: Hampton Joseph B. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-23 | Common Stock | F | 113.00 | $60.63 | Disposed | 7339.00 | Direct |
| 2023-11-23 | Common Stock | A | 1025.00 | $60.63 | Acquired | 8364.00 | Direct |
| 2023-11-23 | Common Stock | F | 302.00 | $60.63 | Disposed | 8062.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-11-23 | Phantom Stock | $ | A | 440.00 | Acquired | Common Stock (440.00) | Direct | |
| 2023-11-23 | Phantom Stock | $ | F | 15.00 | Disposed | Common Stock (15.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5188.594 | Indirect |
Footnotes
F1: Represents the number of shares withheld for the payment of taxes incident to the vesting of 385 shares of time-vested restricted stock.
F2: Represents performance contingent restricted units that vested and settled in stock based on performance metrics not tied to the market price of the Company's stock.
F3: Represents the number of shares withheld for the payment of taxes incident to the vesting of 1,025 performance contingent restricted units.
F4: Shares held in Company stock fund of 401(k) plan as reported by trustee as of November 24, 2023.
F5: Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 440 shares of vested performance contingent stock. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable for 15 years commencing 6 months following the reporting person's separation from employment.
F6: Represents the number of shares of phantom stock withheld for the payment of taxes.