Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

SPIRE INC Director's Dealing 2023

Nov 28, 2023

31103_dirs_2023-11-27_5844d93d-1616-429f-9536-3616af2e59e6.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SPIRE INC (SR)
CIK: 0001126956
Period of Report: 2023-11-23

Reporting Person: Sitherwood Suzanne (N/A)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-11-23 Phantom Stock $ A 5741.00 Acquired Common Stock (5741.00) Direct
2023-11-23 Phantom Stock $ A 5741.00 Acquired Common Stock (5741.00) Direct
2023-11-23 Phantom Stock $ A 5741.00 Acquired Common Stock (5741.00) Direct
2023-11-23 Phantom Stock $ A 5741.00 Acquired Common Stock (5741.00) Direct
2023-11-23 Phantom Stock $ A 5741.00 Acquired Common Stock (5741.00) Direct
2023-11-23 Phantom Stock $ F 930.00 Disposed Common Stock (930.00) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 119741.00 Indirect

Footnotes

F1: Mr. Carl Bouckhaert (Ms. Sitherwood's partner) and Mr. Marc Dearth (no relation to Ms. Sitherwood) are co-trustees of this irrevocable trust. The beneficiaries of the trust are Mr. Bouckhaert and Ms. Sitherwood's heirs. Ms. Sitherwood has limited dispositive power over the shares and no voting power over the shares.

F2: Represents phantom stock vesting to the reporting person pursuant to her election to defer into her deferred income plan account 5,741 shares of performance contingent stock awarded to her. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2024 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.

F3: Ms. Sitherwood's total phantom shares has been corrected to include the additional shares that were inadvertently left out of her total on last year's Form 4 due to a typographical error in Column 5.

F4: Represents phantom stock vesting to the reporting person pursuant to her election to defer into her deferred income plan account 5,741 shares of performance contingent stock awarded to her. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2025 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.

F5: Represents phantom stock vesting to the reporting person pursuant to her election to defer into her deferred income plan account 5,741 shares of performance contingent stock awarded to her. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2026 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.

F6: Represents phantom stock vesting to the reporting person pursuant to her election to defer into her deferred income plan account 5,741 shares of performance contingent stock awarded to her. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2027 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.

F7: Represents phantom stock vesting to the reporting person pursuant to her election to defer into her deferred income plan account 5,741 shares of performance contingent stock awarded to her. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2028 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.

F8: Represents the number of shares of phantom stock withheld for the payment of taxes.