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SPIRE INC — Director's Dealing 2022
Nov 22, 2022
31103_dirs_2022-11-22_5dc4541e-3bd5-46be-9ee5-45c631ca3a44.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SPIRE INC (SR)
CIK: 0001126956
Period of Report: 2022-11-18
Reporting Person: Rasche Steven P (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-18 | Common Stock | A | 2120.00 | $70.86 | Acquired | 38535.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-21 | Phantom Stock | $ | A | 1031.00 | Acquired | Common Stock (0.00) | Direct | |
| 2022-11-21 | Phantom Stock | $ | A | 1032.00 | Acquired | Common Stock (0.00) | Direct | |
| 2022-11-21 | Phantom Stock | $ | A | 1032.00 | Acquired | Common Stock (0.00) | Direct | |
| 2022-11-21 | Phantom Stock | $ | A | 1032.00 | Acquired | Common Stock (0.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| 5.9% Series A Cumulative Redeemable Perpet. Perferred Stock | 9499.8425 | Direct |
| Common Stock | 4738.47 | Indirect |
| Common Stock | 34065.00 | Indirect |
Footnotes
F1: Represents award of time-vested restricted stock that vests on November 18, 2025.
F2: Held in a revocable trust of which Mr. Rasche and his spouse are trustees. These shares are included in the 38,535 shares above.
F3: Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 1,031 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2024 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.
F4: Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 1,032 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2025 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.
F5: Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 1,032 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2026 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.
F6: Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 1,032 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2027 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.