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SPIRE INC — Director's Dealing 2022
Nov 23, 2022
31103_dirs_2022-11-22_3edf7e01-c0f0-4fdb-a9cf-8aebc6af942b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SPIRE INC (SR)
CIK: 0001126956
Period of Report: 2022-11-18
Reporting Person: Hampton Joseph B. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-18 | Common Stock | A | 398.00 | $70.86 | Acquired | 7249.00 | Direct |
| 2022-11-21 | Common Stock | F | 81.00 | $72.45 | Disposed | 7168.00 | Direct |
| 2022-11-21 | Common Stock | A | 493.00 | $72.45 | Acquired | 7661.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-18 | Phantom Stock | $ | A | 133.00 | Acquired | Common Stock (133.00) | Direct | |
| 2022-11-21 | Phantom Stock | $ | A | 292.00 | Acquired | Common Stock (292.00) | Direct | |
| 2022-11-21 | Phantom Stock | $ | F | 3.00 | Disposed | Common Stock (3.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4305.27 | Indirect |
Footnotes
F1: Represents award of time-vested restricted stock that vests on November 18, 2025.
F2: Represents the number of shares withheld for the payment of taxes incident to the vesting of 273 shares of time-vested restricted stock.
F3: Represents performance contingent restricted units that vested and settled in stock based on performance metrics not tied to the market price of the Company's stock.
F4: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 133 shares of time-vested restricted stock awarded to him. The phantom stock vests on November 18, 2025. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Vested shares of phantom stock are payable in annual cash installments to the reporting person for 15 years 6 months after his separate of employment and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after vesting.
F5: Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 292 shares of vested performance contingent stock. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable for 15 years commencing 6 months following the reporting person's separation from employment.
F6: Represents the number of shares of phantom stock withheld for the payment of taxes.