AI assistant
SPIRE INC — Director's Dealing 2022
Nov 23, 2022
31103_dirs_2022-11-22_aa5af52e-91d7-4640-a48e-40a6cd0ab2aa.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SPIRE INC (SR)
CIK: 0001126956
Period of Report: 2022-11-18
Reporting Person: Lindsey Steven L (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-18 | Common Stock | A | 790.00 | $70.86 | Acquired | 49155.00 | Direct |
| 2022-11-21 | Common Stock | F | 301.00 | $72.45 | Disposed | 48854.00 | Direct |
| 2022-11-21 | Common Stock | A | 1377.00 | $72.45 | Acquired | 50231.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-18 | Phantom Stock | $ | A | 710.00 | Acquired | Common Stock (710.00) | Direct | |
| 2022-11-18 | Phantom Stock | $ | A | 593.00 | Acquired | Common Stock (593.00) | Direct | |
| 2022-11-18 | Phantom Stock | $ | A | 593.00 | Acquired | Common Stock (593.00) | Direct | |
| 2022-11-18 | Phantom Stock | $ | A | 474.00 | Acquired | Common Stock (474.00) | Direct | |
| 2022-11-21 | Phantom Stock | $ | A | 2328.00 | Acquired | Common Stock (2328.00) | Direct | |
| 2022-11-21 | Phantom Stock | $ | A | 388.00 | Acquired | Common Stock (388.00) | Direct | |
| 2022-11-21 | Phantom Stock | $ | A | 388.00 | Acquired | Common Stock (388.00) | Direct | |
| 2022-11-21 | Phantom Stock | $ | A | 388.00 | Acquired | Common Stock (388.00) | Direct | |
| 2022-11-21 | Phantom Stock | $ | A | 388.00 | Acquired | Common Stock (388.00) | Direct | |
| 2022-11-21 | Phantom Stock | $ | F | 37.00 | Disposed | Common Stock (37.00) | Direct |
Footnotes
F1: Represents award of time-vested restricted stock that vests on November 18, 2025.
F10: Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 388 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2028 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.
F11: Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 388 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2029 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.
F12: Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 388 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2030 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.
F13: Represents the number of shares of phantom stock withheld for the payment of taxes.
F2: Represents the number of shares withheld for the payment of taxes incident to the vesting of 844 shares of time-vested restricted stock.
F3: Represents performance contingent restricted units that vested and settled in stock based on performance metrics not tied to the market price of the Company's stock.
F4: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 710 shares of time-vested restricted stock awarded to him. The phantom stock vests on November 18, 2025. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2027 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after vesting.
F5: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 593 shares of time-vested restricted stock awarded to him. The phantom stock vests on November 18, 2025. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2028 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after vesting.
F6: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 593 shares of time-vested restricted stock awarded to him. The phantom stock vests on November 18, 2025. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2029 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after vesting.
F7: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 474 shares of time-vested restricted stock awarded to him. The phantom stock vests on November 18, 2025. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2030 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after vesting.
F8: Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 2,328 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2026 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.
F9: Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 388 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2027 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.