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SPIRE INC — Director's Dealing 2020
Nov 24, 2020
31103_dirs_2020-11-24_52c182ec-e4dc-42b5-8898-649b59fd7303.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SPIRE INC (SR)
CIK: 0001126956
Period of Report: 2020-11-23
Reporting Person: Hampton Joseph B. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-23 | Common Stock | A | 385.00 | $64.33 | Acquired | 5461.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-23 | Phantom Stock | $ | A | 165.00 | Acquired | Common Stock (165.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2881.047 | Indirect |
Footnotes
F1: Represents award of time-vested restricted stock that vests on November 23, 2023.
F2: Shares held in Company stock fund of 401(k) plan as reported by trustee as of November 20, 2020.
F3: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 165 shares of time-vested restricted stock awarded to him. The phantom stock vests on November 23, 2023. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Vested shares of phantom stock are payable in annual cash installments to the reporting person for 15 years commencing 6 months after his separation of employment and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after vesting.