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SPIRE INC — Director's Dealing 2019
Dec 5, 2019
31103_dirs_2019-12-05_78d6c7e1-5ea4-4499-9d7b-f7ea1ac0e849.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SPIRE INC (SR)
CIK: 0001126956
Period of Report: 2019-12-04
Reporting Person: Hampton Joseph B. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-04 | Common Stock | A | 273.00 | $83.02 | Acquired | 2959.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-04 | Phantom Stock | $ | A | 117.00 | Acquired | Common Stock (117.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2166.796 | Indirect |
Footnotes
F1: Represents award of time-vested restricted stock that vests on November 21, 2022.
F2: Shares held in Company stock fund of 401(k) plan as reported by trustee as of December 2, 2019..
F3: Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 117 shares of time-vested restricted stock awarded to him. The phantom stock vests on November 21, 2022. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Vested shares of phantom stock are payable in cash to the reporting person upon separation of employment and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after vesting.