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Sphere 3D Corp. — Director's Dealing 2025
Dec 10, 2025
34948_dirs_2025-12-10_09d3fefe-995f-43ad-9932-294f0ae7f62f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Sphere 3D Corp. (ANY)
CIK: 0001591956
Period of Report: 2025-12-08
Reporting Person: Kalbfleisch Kurt L. (Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-12-08 | Common Stock | M | 183594 | — | Acquired | 648964 | Direct |
| 2025-12-09 | Common Stock | S | 90000 | $0.4658 | Disposed | 558964 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-12-08 | Restricted Stock Unit (RSU) | $ | M | 183594 | Disposed | Common Stock (183594) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2142 | Indirect |
| Common Stock | 2142 | Indirect |
Footnotes
F1: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.
F2: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on December 8, 2025.
F3: 11,719 RSUs vested on September 30, 2025, 78,125 RSUs vested on September 30, 2025 and 93,750 RSUs vested on December 1, 2025.
F4: The RSUs reported under Column 9 include three awards. The underlying shares and vesting schedules are as follows: (i) 78,125 shares vest each quarter beginning 12/31/2025 until 12/31/2026; (ii) 11,719 shares vest on 12/31/2025 and 11,717 shares vest on 3/31/2026; and (iii) 93,750 shares vest each quarter from 3/1/2025 until 6/1/2027.