Sphere 3D Corp. — Director's Dealing 2024

Dec 13, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Sphere 3D Corp. (ANY)
CIK: 0001591956
Period of Report: 2024-12-10

Reporting Person: Trompeter Patricia (Director, CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-12-10	Common Stock	M	187500	—	Acquired	617187	Direct
2024-12-10	Common Stock	S	20000	$1.31	Disposed	597187	Direct
2024-12-11	Common Stock	S	20000	$1.30	Disposed	577187	Direct
2024-12-12	Common Stock	S	10000	$1.27	Disposed	567187	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-12-10	Restricted Stock Unit (RSU)	$	M	187500	Disposed		Common Stock (187500)	Direct

Footnotes

F1: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F2: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on December 10, 2024.

F3: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on December 10, 2024. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.30 to $1.33, inclusive.

F4: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on December 10, 2024. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.27 to $1.285, inclusive.

F5: The RSUs reported under Column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 17,857 shares vest 4/8/25 and (ii) 93,750 vest quarterly beginning 12/31/24 until 12/31/25.