Sphere 3D Corp. — Director's Dealing 2023

Jan 3, 2023

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Sphere 3D Corp. (ANY)
CIK: 0001591956
Period of Report: 2023-01-01

Reporting Person: Kalbfleisch Kurt L. (SVP and CFO)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	370574	Direct
Common Stock	15000	Indirect
Common Stock	15000	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Non-Qualified Stock Option (right to buy)	$0.6789	2028-06-27	Common Stock (225000)		Direct
Restricted Stock Unit (RSU)	$		Common Stock (260000)		Direct

Footnotes

F1: 45,000 stock options are vested and exercisable; 67,500 stock options vest on 6/20/23; 56,250 stock options vest on 6/20/24; and 56,250 stock options vest on 6/20/25.

F2: These RSUs represent one award. The underlying shares and vesting schedules are as follows: 97,500 shares vest on 6/20/23; 81,250 shares vest on 6/20/24 and 81,250 shares vest on 6/20/25.

F3: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.