Sphere 3D Corp. — Director's Dealing 2023

Jan 3, 2023

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Sphere 3D Corp. (ANY)
CIK: 0001591956
Period of Report: 2023-01-01

Reporting Person: Trompeter Patricia (Director, CEO)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	194865	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Unit (RSU)	$		Common Stock (400000)		Direct
Non-Qualified Stock Option (right to buy)	$1.80	2028-04-08	Common Stock (750000)		Direct

Footnotes

F1: These RSUs represent one award. The underlying shares and vesting schedules are as follows: 150,000 shares vest on 4/8/23; 125,000 shares vest on 4/8/24 and 125,000 shares vest on 4/8/25.

F2: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F3: 150,000 stock options are vested and exercisable; 225,000 stock options vest on 4/8/23; 187,500 stock options vest on 4/8/24 and 187,500 stock options vest on 4/8/25.