Sphere 3D Corp. — Director's Dealing 2023

Dec 5, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Sphere 3D Corp. (ANY)
CIK: 0001591956
Period of Report: 2023-12-01

Reporting Person: O'Daniel Joseph (President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-12-01	Common Stock	M	28572	—	Acquired	30089	Direct
2023-12-01	Common Stock	F	7143	$.80	Disposed	22946	Direct
2023-12-05	Common Stock	S	21429	$1.5591	Disposed	1517	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-12-01	Restricted Stock Unit (RSU)	$	M	28572	Disposed	2023-12-01	Common Stock (28572)	Direct

Footnotes

F1: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F2: As adjusted for the issuer's 1 for 7 reverse stock split effective June 28, 2023.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.55 to $1.58, inclusive.