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Sphere 3D Corp. Director's Dealing 2020

May 8, 2020

34948_dirs_2020-05-08_c335b55e-26f7-4440-8b38-d1c915ff3fe0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Sphere 3D Corp (ANY)
CIK: 0001591956
Period of Report: 2020-05-06

Reporting Person: MF Ventures, LLC (10% Owner)
Reporting Person: MACFARLANE VICTOR B (10% Owner)
Reporting Person: MacFarlane Thaderine D. (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-05-06 Common Shares S 16467 $1.3017 Disposed 172854 Direct
2020-05-07 Common Shares S 32021 $1.3107 Disposed 140833 Direct

Footnotes

F1: The range of prices for the shares is from $1.28 to $1.32. The reporting person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2: Victor B. MacFarlane and Thaderine D. MacFarlane are controlling members of MF Ventures, LLC and may be deemed to share and have indirect beneficial ownership over these shares held directly by MF Ventures, LLC.

F3: The range of prices for the shares is from $1.30 to $1.36. The reporting person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.