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Sphere 3D Corp. Director's Dealing 2018

Dec 21, 2018

34948_dirs_2018-12-20_112439ed-3a42-47f5-9f16-6368495a64e9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Sphere 3D Corp (ANY)
CIK: 0001591956
Period of Report: 2018-12-20

Reporting Person: MF Ventures, LLC (10% Owner)
Reporting Person: MACFARLANE VICTOR B (10% Owner)
Reporting Person: MacFarlane Thaderine D. (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-12-20 Common Stock S 5754 $3.0823 Disposed 243567 Direct

Footnotes

F1: All share and per share amounts herein have been adjusted to give effect to the 1-for-8 reverse stock split of the Company completed on November 5, 2018.

F2: The range of prices for the shares of Common Stock is from $3.04 to $3.10. The reporting person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3: Victor B. MacFarlane and Thaderine D. MacFarlane are controlling members of MF Ventures, LLC and may be deemed to share and have indirect beneficial ownership over, and share indirect pecuniary interest in 243,567 shares held directly by MF Ventures, LLC.