Sphere 3D Corp. — Director's Dealing 2018

Dec 20, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Sphere 3D Corp (ANY)
CIK: 0001591956
Period of Report: 2018-12-18

Reporting Person: Kalbfleisch Kurt L. (SVP and CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-12-18	Common Stock	M	3017	—	Acquired	8471	Direct
2018-12-19	Common Stock	S	1069	$3.35	Disposed	7402	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-12-18	Restricted Stock Units	$	M	3017	Disposed		Common Stock (3017)	Direct

Footnotes

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F2: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.

F3: The RSUs reported under column 9 vest in four bi-annual installments beginning on 6-18-19.