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Sphere 3D Corp. — Director's Dealing 2017
Dec 30, 2017
34948_dirs_2017-12-29_610b940c-2317-4d6d-b7b1-b24959ce2251.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Sphere 3D Corp (ANY)
CIK: 0001591956
Period of Report: 2017-06-30
Reporting Person: Kelly Eric (Director, CEO and Chairman)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 51984 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $12.89 | 2023-07-08 | Common Stock (34000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $53.15 | 2023-09-15 | Common Stock (1000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $67.75 | 2021-08-26 | Common Stock (5600) | Direct | |
| Restricted Stock Units | $ | Common Stock (289740) | Direct |
Footnotes
F1: These stock options are fully vested and exercisable.
F2: The exercise price is based on a CAD exercise price of 16.25 at an exchange rate of 0.7933.
F3: The exercise price is based on a CAD exercise price of 67.00 at an exchange rate of 0.7933.
F4: These RSUs represent two awards. The underlying shares and vesting schedules are as follows: (i) 2,240 shares which vest on 2-1-18; and (ii) 287,500 shares which vest in six bi-annual installments beginning on 6-18-18.
F5: Each restricted stock unit represents a contingent right to receive one share of Sphere 3D Corp. common stock.