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Sphere 3D Corp. Director's Dealing 2017

Dec 30, 2017

34948_dirs_2017-12-29_d7184134-8712-4acb-bf9f-baa9dfa7172f.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Sphere 3D Corp (ANY)
CIK: 0001591956
Period of Report: 2017-06-30

Reporting Person: Tassiopoulos Peter (Director, President and Vice Chairman)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4000 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-Qualified Stock Option (right to buy) $16.86 2018-03-03 Common Stock (4000) Direct
Non-Qualified Stock Option (right to buy) $53.15 2023-09-15 Common Stock (4000) Direct

Footnotes

F1: These stock options are fully vested and exercisable.

F2: The exercise price is based on a CAD exercise price of 21.25 at an exchange rate of 0.7933.

F3: The exercise price is based on a CAD exercise price of 67.00 at an exchange rate of 0.7933.