Sphere 3D Corp. — Director's Dealing 2017

Dec 30, 2017

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Sphere 3D Corp (ANY)
CIK: 0001591956
Period of Report: 2017-06-30

Reporting Person: Yeh Jenny C (SVP & General Counsel)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3551	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$		Common Stock (168667)		Direct

Footnotes

F1: These RSUs represent four awards. The underlying shares and vesting schedules are as follows: (i) 2,666 shares which vest in equal installments on 4-5-18 and 10-5-18; (ii) 5,332 shares which vest in four bi-annual installments beginning on 2-9-18; (iii) 32,000 which vest 60% on 1-1-18 with the remaining shares to vest in six equal monthly installments thereafter; and (iv) 128,669 shares which vest in six bi-annual installments beginning on 6-18-18.

F2: Each restricted stock unit represents a contingent right to receive one share of Sphere 3D Corp. common stock.