Sphere 3D Corp. — Director's Dealing 2017

Dec 30, 2017

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Sphere 3D Corp (ANY)
CIK: 0001591956
Period of Report: 2017-06-30

Reporting Person: Kalbfleisch Kurt L. (SVP and CFO)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	10490	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Non-Qualified Stock Option (right to buy)	$67.75	2021-08-26	Common Stock (4000)		Direct
Restricted Stock Units	$		Common Stock (178400)		Direct

Footnotes

F1: These stock options are fully vested and exercisable.

F2: These RSUs represent three awards. The underlying shares and vesting schedules are as follows: (i) 1,600 shares which vest on 2-1-18; (ii) 32,000 which vest 60% on 1-1-18 with the remaining shares to vest in six equal monthly installments thereafter; and (iii) 144,800 shares which vest in six bi-annual installments beginning on 6-18-18.

F3: Each restricted stock unit represents a contingent right to receive one share of Sphere 3D Corp. common stock.