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SPENDA LIMITED — Capital/Financing Update 2013
Jun 2, 2013
65849_rns_2013-06-02_96c38d61-06e4-444a-b095-31664777bbe1.pdf
Capital/Financing Update
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Appendix 3B
New issue announcement, application for quotation of additional securities and agreement
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Part 1 - All issues
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Part 2 - Bonus issue or pro rata issue
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Part 3 - Quotation of securities
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Appendix 3B – Annexure 1
Calculation of placement capacity under rule 7.1 and rule 7.1A for[+] eligible entities
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Part 1
Rule 7.1 – Issues exceeding 15% of capital
Step 1: Calculate “A”, the base figure from which the placement capacity is calculated
Insert number of fully paid ordinary ''''")"$!# securities on issue 12 months before date of issue or agreement to issue Add the following: • Number of fully paid ordinary securities issued in that 12 month period under an exception in rule 7.2 • Number of fully paid ordinary securities (+$$&("&+# issued in that 12 month period with shareholder approval • Number of partly paid ordinary securities that became fully paid in that 12 month period Note: • Include only ordinary securities here – other classes of equity securities cannot be added • Include here (if applicable) the securities the subject of the Appendix 3B to which this form is annexed • It may be useful to set out issues of securities on different dates as separate line items Subtract the number of fully paid ordinary securities cancelled during that 12 month period “A” +%'+++'%(#
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Step 2: Calculate 15% of “A”
| Step 2: Calculate 15% of “A” | Step 2: Calculate 15% of “A” |
|---|---|
| “B” | 0.15 [Note: this value cannot be changed] |
| Multiply“A” by 0.15 | 89,183,323 |
| Step 3: Calculate “C”, the amount of placement capacity under rule 7.1 that has already been used |
|
| Insertnumber of equity securities issued or agreed to be issued in that 12 month period not counting_those issued: • Under an exception in rule 7.2 • Under rule 7.1A • With security holder approval under rule 7.1 or rule 7.4 _Note: • This applies to equity securities, unless specifically excluded – not just ordinary securities • Include here (if applicable ) the securities the subject of the Appendix 3B to which this form is annexed • It may be useful to set out issues of securities on different dates as separate line items |
)%!+,,,) |
| “C” | )%!+,,,) |
| Step 4: Subtract “C” from [“A” x “B”] to calculate remaining placement capacity under rule 7.1 |
|
| “A” x 0.15 Note: number must be same as shown in Step 2 |
89,183,323 |
| Subtract“C” Note: number must be same as shown in Step 3 |
)%!+,,,) |
| Total[“A” x 0.15] – “C” | '%+)(($$ [Note: this is the remaining placement capacity under rule 7.1] |
| “C” )%!+,,,) |
“C” )%!+,,,) |
|---|---|
| Step 4: Subtract “C” from [“A” x “B”] to calculate remaining | |
| placement capacity under rule 7.1 | |
| “A” x 0.15 | 89,183,323 |
| Note: number must be same as shown in | |
| Step 2 | |
| Subtract“C” | )%!+,,,) |
| Note: number must be same as shown in | |
| Step 3 | |
| Total[“A” x 0.15] – “C” | '%+)(($$ |
| [Note: this is the remaining placement | |
| capacity under rule 7.1] |
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Part 2
Rule 7.1A – Additional placement capacity for eligible entities
Step 1: Calculate “A”, the base figure from which the placement capacity is calculated
==> picture [414 x 424] intentionally omitted <==
----- Start of picture text -----
“A” N/A
Note: number must be same as shown in
Step 1 of Part 1
Step 2: Calculate 10% of “A”
“D” 0.10
Note: this value cannot be changed
Multiply “A” by 0.10
Step 3: Calculate “E”, the amount of placement capacity under rule
7.1A that has already been used
Insert number of equity securities issued or
agreed to be issued in that 12 month period
under rule 7.1A
Notes:
• This applies to equity securities – not
just ordinary securities
• Include here – if applicable – the
securities the subject of the Appendix
3B to which this form is annexed
• Do not include equity securities issued
under rule 7.1 (they must be dealt with
in Part 1), or for which specific security
holder approval has been obtained
• It may be useful to set out issues of
securities on different dates as separate
line items
“E”
----- End of picture text -----
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“A” x 0.10 Note: number must be same as shown in Step 2 Subtract “E” Note: number must be same as shown in Step 3 Total [“A” x 0.10] – “E” Note: this is the remaining placement capacity under rule 7.1A
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