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Spectrum Brands Holdings, Inc. — Director's Dealing 2015
Dec 4, 2015
32017_dirs_2015-12-04_5204d7bf-c0b8-46d6-8be2-98aae1a0864b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HRG GROUP, INC. (HRG)
CIK: 0000109177
Period of Report: 2015-12-03
Reporting Person: Maura David M (Director, Managing Director and EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-03 | Common Stock | M | 177500 | $4.86 | Acquired | 1465189 | Direct |
| 2015-12-03 | Common Stock | S | 177500 | $13.0926 | Disposed | 1287689 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-03 | Employee Stock Option | $4.86 | M | 177500 | Disposed | 2022-02-14 | Common Stock (177500) | Direct |
Footnotes
F1: The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $13.00 to $13.27. Upon request of the staff of the Securities and Exchange Commission, HRG Group, Inc. (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
F2: The original options were issued on February 14, 2012. Such options vest, or have vested, annually in equal installments over a period of four years beginning from October 1, 2011.