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Spectrum Brands Holdings, Inc. — Director's Dealing 2013
Dec 3, 2013
32017_dirs_2013-12-03_f0578621-39fe-4d42-9cdd-91e0b766742e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARBINGER GROUP INC. (HRG)
CIK: 0000109177
Period of Report: 2013-11-29
Reporting Person: Sena Michael J. (Chief Accounting Officer & VP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-29 | Common Stock | A | 10190 | — | Acquired | 20190 | Direct |
| 2013-11-29 | Common Stock | F | 3768 | $12 | Disposed | 16422 | Direct |
| 2013-12-02 | Common Stock | A | 40759 | — | Acquired | 57181 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-02 | Employee Stock Option (right to buy) | $11.76 | A | 20455 | Acquired | 2023-12-02 | Common Stock (20455) | Direct |
Footnotes
F1: The options with respect to 4,091 shares vested on the grant date, with respect to 4,091 shares vest on November 29, 2014, with respect to 6,136 shares vest on November 29, 2015 and with respect to 6,137 shares vest on November 29, 2016.
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