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Spectrum Brands Holdings, Inc. Director's Dealing 2013

Dec 3, 2013

32017_dirs_2013-12-03_f0578621-39fe-4d42-9cdd-91e0b766742e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARBINGER GROUP INC. (HRG)
CIK: 0000109177
Period of Report: 2013-11-29

Reporting Person: Sena Michael J. (Chief Accounting Officer & VP)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-11-29 Common Stock A 10190 Acquired 20190 Direct
2013-11-29 Common Stock F 3768 $12 Disposed 16422 Direct
2013-12-02 Common Stock A 40759 Acquired 57181 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-12-02 Employee Stock Option (right to buy) $11.76 A 20455 Acquired 2023-12-02 Common Stock (20455) Direct

Footnotes

F1: The options with respect to 4,091 shares vested on the grant date, with respect to 4,091 shares vest on November 29, 2014, with respect to 6,136 shares vest on November 29, 2015 and with respect to 6,137 shares vest on November 29, 2016.