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SPC GLOBAL HOLDINGS LTD — Director's Dealing 2013
Sep 24, 2013
65843_rns_2013-09-24_3d9578bd-18c0-44b9-baaa-dedfe7008450.pdf
Director's Dealing
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Crest Minerals Ltd ACN 150 015 446
Level 1 67 Greenhill Road Wayville SA 5034 AUSTRALIA
Telephone +61 8 9426 0626 Email [email protected] Website www.crestminerals.com.au
ASX RELEASE 25 September 2013
LATE LODGEMENT – APPENDIX 3Y
Please find enclosed an Appendix 3Y – Change of Director's Interest Notice.
In relation to the late lodgement of the enclosed Appendix 3Y we advise as follows:
The Appendix 3Y was, on this occasion, lodged late due to an administrative oversight in notifying the Company of a recent change in the Director's shares.
The Appendix 3Y for Mr Trewartha records an off market transfer between a direct holding and a related indirect interest. This off market transfer was lodged late due to a delay in the Company receiving the notification of a change to a notifiable interest. Mr Trewartha did not appreciate the transfer of shares between related entities would constitute a change in a notifiable interest as his overall relevant interest in fully paid ordinary shares of the Company remained unchanged. Mr Trewartha now appreciates the extent of the application of Listing Rule 3.19A.
The Company believes that the current practices are adequate and that the late lodgement of the 3Y in question was an unfortunate irregularity.
However, whilst current procedures are considered sufficient, the Company Secretary has reminded all Directors of their obligations under the Company's Share Trading Policy, together with the requirements of the ASX Listing Rules.
Yours sincerely,
Jaroslaw (Jarek) Kopias Company Secretary
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | Crest Minerals Limited |
|---|---|
| ABN | 50 150 015 446 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Jonathon Trewartha |
|---|---|
| Date of last notice | 16 August 2013 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Direct or indirect interest | Direct and Indirect | |
|---|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | Mr Trewartha is a beneficiary of the TrebarFamily Trust and the Trebar SuperannuationFund.Mr Trewartha is a shareholder anddirector of Resolution Resources Pty Ltd. | |
| Date of change | 16 September 2013 | |
| No. of securities held prior to change | ||
| Mr Jonathon Trewartha | -160,000 Shares-216,666 Listed Options | |
| Jonathon Trewartha ATF Trebar Family Trust | -550,000 Sharesrestricted to 29 June2014-1,000,000 Unlisted Options | |
| Class | 1.Shares - fully paid ordinary shares2.ListedOptions-listedoptionsexercisable at $0.06 on or before 30November 20143.Unlisted Options -unlisted directoroptions exercisable at $0.25 on orbefore 2 December 2015 | |
| Number acquired | 160,000 |
+ See chapter 19 for defined terms.
| Number disposed | 160,000 | |
|---|---|---|
| Value/ConsiderationNote: If consideration is non-cash, provide details and estimatedvaluation | Not applicable | |
| No. of securities held after change | ||
| Mr Jonathon Trewartha | -216,666 Listed Options | |
| Jonathon Trewartha ATF Trebar Family Trust | -550,000 Sharesrestricted to 29 June2014-1,000,000 Unlisted Options | |
| Resolution Resources Pty LtdATF TrebarSuperannuation Fund | -160,000 Shares | |
| Nature of changeExample: on-market trade, off-market trade, exercise of options,issue of securities under dividend reinvestment plan, participation inbuy-back | Transfer of shares held directly into indirectholding. No change in beneficial ownership. |
Part 2 – Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Detail of contract | Not Applicable |
|---|---|
| Nature of interest | Not Applicable |
| Name of registered holder(if issued securities) | Not Applicable |
| Date of change | Not Applicable |
| No. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract inrelation to which the interest has changed | Not Applicable |
| Interest acquired | Not Applicable |
| Interest disposed | Not Applicable |
| Value/ConsiderationNote: If consideration is non-cash, provide detailsand an estimated valuation | Not Applicable |
| Interest after change | Not Applicable |
+ See chapter 19 for defined terms.
Part 3 – +Closed period
| Were the interests in the securities or contracts detailedabove traded during a +closed periodwhere prior writtenclearance was required? | Yes |
|---|---|
| If so, was prior written clearance provided to allow the tradeto proceed during this period? | No.Directorsmaytransfershares into a superannuationfund where the Director is abeneficiary, at any time, undertheCompany'ssharetradingpolicy. |
| If prior written clearance was provided, on what date was thisprovided? | Not Applicable |
+ See chapter 19 for defined terms.