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SPAR Group, Inc. — Director's Dealing 2019
Nov 25, 2019
34865_dirs_2019-11-25_ef566738-dd50-4d42-898e-1f88ac0f5902.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SPAR GROUP INC (SGRP)
CIK: 0001004989
Period of Report: 2017-08-09
Reporting Person: SEGRETO JAMES R (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-07-18 | Common Stock, $.01 par value | M | 53556 | $0.40 | Acquired | 71001 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-09 | Option to buy Common Stock | $1.05 | A | 25000 | Acquired | 2027-08-09 | Common Stock, $.01 par value (25000) | Direct |
| 2018-05-03 | Option to buy Common Stock | $1.23 | A | 20000 | Acquired | 2028-05-03 | Common Stock, $.01 par value (20000) | Direct |
| 2019-04-05 | Option to buy Common Stock | $0.64 | A | 20000 | Acquired | 2029-04-05 | Common Stock, $.01 par value (20000) | Direct |
| 2019-07-18 | Option to buy Common Stock | $0.40 | M | 120500 | Disposed | 2019-08-06 | Common Stock, $.01 par value (120500) | Direct |
Footnotes
F1: Shares the result of a cashless exercise of 120,500 options on July 18, 2019.
F2: Vests as to 6,250 shares on each of August 9, 2018, 2019, 2020 and 2021, respectively.
F3: Vests as to 5,000 shares on each of May 3, 2019, 2020, 2021 and 2022, respectively.
F4: Vests as to 5,000 shares on each of April 5, 2020, 2021, 2022 and 2023, respectively.
F5: Vested as to 30,125 shares on each of August 6, 2010, 2011, 2012 and 2013, respectively.
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