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S&P Global Inc. — Director's Dealing 2024
Aug 9, 2024
29804_dirs_2024-08-09_c4b68759-37e9-421d-8e4e-1adbe1b53f5d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2024-08-07
Reporting Person: KELLY ROBERT P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-08-07 | Common Stock | S | 7662 | $481.28 | Disposed | 15830 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Common Stock (8732) | 8732 | Direct | |
| Phantom Stock Units | $0 | Common Stock (1439.52) | 1439.52 | Direct |
Footnotes
F1: In order to align with broader reporting practices of S&P Global Inc. ("SPGI"), restricted stock units and deferred stock units that were reported in Table I of prior reports are now reported in Table II. In addition, the balance of restricted stock units and deferred stock units is increased from prior reports by 14 due to a rounding error.
F2: Each restricted stock unit represents a vested right to receive one share of SPGI common stock. The restricted stock units in this row also encompass deferred stock units.
F3: Acquired as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of November 29, 2020, as amended on January 20, 2021, by and among IHS Markit Ltd. ("IHS Markit"), SPGI and Sapphire Subsidiary, Ltd. (the "Merger Agreement"). Pursuant to the Merger Agreement, each IHS Markit restricted stock unit and deferred stock unit was converted into an equivalent restricted stock unit or deferred stock unit in respect of SPGI's common stock based on the Exchange Ratio and rounded up to the nearest whole number of restricted stock units or deferred stock units, with the same terms and conditions as those applied immediately prior to the consummation of the merger.
F4: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.