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S&P Global Inc. — Director's Dealing 2023
Jan 4, 2023
29804_dirs_2023-01-04_547e4efc-e5ff-4823-b911-8ecdd0e905dc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2022-12-31
Reporting Person: Draper Daniel E (CEO, S&P Dow Jones Indices)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-31 | Common Stock | M | 214 | $334.94 | Acquired | 1825 | Direct |
| 2022-12-31 | Common Stock | F | 89 | $334.94 | Disposed | 1736 | Direct |
| 2022-12-31 | Common Stock | M | 191 | $334.94 | Acquired | 1927 | Direct |
| 2022-12-31 | Common Stock | F | 79 | $334.94 | Disposed | 1848 | Direct |
| 2022-12-31 | Common Stock | M | 202 | $334.94 | Acquired | 2050 | Direct |
| 2022-12-31 | Common Stock | F | 76 | $334.94 | Disposed | 1974 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-12-31 | Restricted Stock Units | $0.0 | M | 214 | Disposed | Common Stock (214.0) | Direct | |
| 2022-12-31 | Restricted Stock Units | $0.0 | M | 191 | Disposed | Common Stock (191.0) | Direct | |
| 2022-12-31 | Restricted Stock Units | $0.0 | M | 202 | Disposed | Common Stock (202.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | Common Stock (2554.0) | 2554 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2: As previously reported, the reporting person was granted 628 restricted stock units on 07/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3: As previously reported, the reporting person was granted 579 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: As previously reported, the reporting person was granted 614 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5: As previously reported, the reporting person was granted 3,811 restricted stock units on 07/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 07/01/2021 and 33% on 07/01/2022 and the remaining 34% will vest on 07/01/2023.