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S&P Global Inc. — Director's Dealing 2023
Jan 4, 2023
29804_dirs_2023-01-04_c4c545f0-8318-4a41-92e9-3ac5f6ced21e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2022-12-31
Reporting Person: Craig Christopher (SVP and Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-31 | Common Stock | M | 176 | $334.94 | Acquired | 6464 | Direct |
| 2022-12-31 | Common Stock | F | 73 | $334.94 | Disposed | 6391 | Direct |
| 2022-12-31 | Common Stock | M | 109 | $334.94 | Acquired | 6500 | Direct |
| 2022-12-31 | Common Stock | F | 46 | $334.94 | Disposed | 6454 | Direct |
| 2022-12-31 | Common Stock | M | 734 | $334.94 | Acquired | 7188 | Direct |
| 2022-12-31 | Common Stock | F | 275 | $334.94 | Disposed | 6913 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-12-31 | Restricted Stock Units | $0.0 | M | 176 | Disposed | Common Stock (176.0) | Direct | |
| 2022-12-31 | Restricted Stock Units | $0.0 | M | 109 | Disposed | Common Stock (109.0) | Direct | |
| 2022-12-31 | Restricted Stock Units | $0.0 | M | 734 | Disposed | Common Stock (734.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options (Right to Buy) | $51.55 | 2023-03-31 | Common Stock (0.0) | 0 | Direct |
| Options (Right to Buy) | $77.81 | 2024-03-31 | Common Stock (0.0) | 0 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2: As previously reported, the reporting person was granted 512 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3: As previously reported, the reporting person was granted 331 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: As previously reported, the reporting person was granted 2,227 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5: As previously reported, the reporting person was granted 1,456 options on 04/01/2013, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2014, the next 33% installment became exercisable on 04/01/2015 and the remaining 34% installment became exercisable on 04/01/2016.
F6: As previously reported, the reporting person was granted 834 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.