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S&P Global Inc. — Director's Dealing 2023
Jan 4, 2023
29804_dirs_2023-01-04_773a465e-9a8d-4852-bff2-2781979d3f0a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2022-12-31
Reporting Person: Kocherlakota Sitarama Swamy (Chief Information Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-31 | Common Stock | M | 414 | $334.94 | Acquired | 10529 | Direct |
| 2022-12-31 | Common Stock | F | 164 | $334.94 | Disposed | 10365 | Direct |
| 2022-12-31 | Common Stock | M | 341 | $334.94 | Acquired | 10706 | Direct |
| 2022-12-31 | Common Stock | F | 120 | $334.94 | Disposed | 10586 | Direct |
| 2022-12-31 | Common Stock | M | 405 | $334.94 | Acquired | 10991 | Direct |
| 2022-12-31 | Common Stock | F | 139 | $334.94 | Disposed | 10852 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-12-31 | Restricted Stock Units | $0.0 | M | 414 | Disposed | Common Stock (414.0) | Direct | |
| 2022-12-31 | Restricted Stock Units | $0.0 | M | 341 | Disposed | Common Stock (341.0) | Direct | |
| 2022-12-31 | Restricted Stock Units | $0.0 | M | 405 | Disposed | Common Stock (405.0) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2: As previously reported, the reporting person was granted 1,216 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3: As previously reported, the reporting person was granted 1,034 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: As previously reported, the reporting person was granted 1,229 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.