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S&P Global Inc. — Director's Dealing 2023
Jan 4, 2023
29804_dirs_2023-01-04_ecfa1833-c024-4cd0-b390-4a21a2f3a34a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2022-11-01
Reporting Person: Saha Saugata (President, Commodity Insights)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-01 | Common Stock | M | 330 | $316.13 | Acquired | 3606 | Direct |
| 2022-11-01 | Common Stock | F | 169 | $316.13 | Disposed | 3437 | Direct |
| 2022-12-31 | Common Stock | M | 196 | $334.94 | Acquired | 3633 | Direct |
| 2022-12-31 | Common Stock | F | 82 | $334.94 | Disposed | 3551 | Direct |
| 2022-12-31 | Common Stock | M | 354 | $334.94 | Acquired | 3905 | Direct |
| 2022-12-31 | Common Stock | F | 142 | $334.94 | Disposed | 3763 | Direct |
| 2022-12-31 | Common Stock | M | 506 | $334.94 | Acquired | 4269 | Direct |
| 2022-12-31 | Common Stock | F | 182 | $334.94 | Disposed | 4087 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-01 | Restricted Stock Units | $0 | M | 330 | Disposed | Common Stock (330) | Direct | |
| 2022-12-31 | Restricted Stock Units | $0 | M | 196 | Disposed | Common Stock (196) | Direct | |
| 2022-12-31 | Restricted Stock Units | $0 | M | 354 | Disposed | Common Stock (354) | Direct | |
| 2022-12-31 | Restricted Stock Units | $0 | M | 506 | Disposed | Common Stock (506) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Common Stock (4661) | 4661 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2: As previously reported, the reporting person was granted 966 restricted stock units on 11/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 11/01/2020 and 33% on 11/01/2021 and the remaining 34% vested on 11/01/2022.
F3: As previously reported, the reporting person was granted 576 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: As previously reported, the reporting person was granted 1,075 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5: As previously reported, the reporting person was granted 1,536 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F6: As previously reported, the reporting person was granted 4,661 restricted stock units on 02/01/2021, subject to 3-year cliff vesting. The restricted stock units will vest 100% on 02/01/2024.