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S&P Global Inc. Director's Dealing 2023

Feb 16, 2023

29804_dirs_2023-02-16_ad074891-200b-44a0-aad0-71f6fb0b9c56.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2023-02-14

Reporting Person: Saha Saugata (President, Commodity Insights)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-02-14 Common Stock S 200 $370.35 Disposed 3887 Direct
2023-02-14 Common Stock S 440 $369.54 Disposed 3447 Direct
2023-02-14 Common Stock S 40 $368.34 Disposed 3407 Direct
2023-02-14 Common Stock S 70 $367.11 Disposed 3337 Direct
2023-02-15 Common Stock S 40 $366.10 Disposed 3297 Direct
2023-02-15 Common Stock S 710 $365.29 Disposed 2587 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $0.0 Common Stock (1030.0) 1030 Direct
Restricted Stock Units $0.0 Common Stock (367.0) 367 Direct
Restricted Stock Units $0.0 2024-02-01 Common Stock (4661.0) 4661 Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $370.03 to $370.84, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $369.05 to $369.94, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $367.07 to $367.17, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $366.07 to $366.12, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $365.00 to $365.98, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.

F6: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F7: As previously reported, the reporting person was granted 1,536 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F8: As previously reported, the reporting person was granted 1,075 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F9: As previously reported, the reporting person was granted 4,661 restricted stock units on 02/01/2021, subject to 3-year cliff vesting. The restricted stock units will vest 100% on 02/01/2024.