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S&P Global Inc. — Director's Dealing 2022
Jan 4, 2022
29804_dirs_2022-01-04_f249fca2-f373-4eff-b46b-c6a2b945600c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2021-12-31
Reporting Person: Kocherlakota Sitarama Swamy (Chief Information Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-31 | Common Stock | M | 312 | $471.93 | Acquired | 7530 | Direct |
| 2021-12-31 | Common Stock | F | 136 | $471.93 | Disposed | 7394 | Direct |
| 2021-12-31 | Common Stock | M | 401 | $471.93 | Acquired | 7795 | Direct |
| 2021-12-31 | Common Stock | F | 152 | $471.93 | Disposed | 7643 | Direct |
| 2021-12-31 | Common Stock | M | 341 | $471.93 | Acquired | 7984 | Direct |
| 2021-12-31 | Common Stock | F | 131 | $471.93 | Disposed | 7853 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-31 | Restricted Stock Units | $0.0 | M | 312 | Disposed | Common Stock (312.0) | Direct | |
| 2021-12-31 | Restricted Stock Units | $0.0 | M | 401 | Disposed | Common Stock (401.0) | Direct | |
| 2021-12-31 | Restricted Stock Units | $0.0 | M | 341 | Disposed | Common Stock (341.0) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2: As previously reported, the reporting person was granted 916 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3: As previously reported, the reporting person was granted 1,216 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: As previously reported, the reporting person was granted 1,034 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.