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S&P Global Inc. Director's Dealing 2022

Jan 4, 2022

29804_dirs_2022-01-04_b2052c19-ff97-4bd2-acee-f236a97f928d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2021-12-31

Reporting Person: Peterson Douglas L. (Director, CEO & President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-31 Common Stock M 3833 $471.93 Acquired 158256 Direct
2021-12-31 Common Stock F 1898 $471.93 Disposed 156358 Direct
2021-12-31 Common Stock M 3802 $471.93 Acquired 160160 Direct
2021-12-31 Common Stock F 2182 $471.93 Disposed 157978 Direct
2021-12-31 Common Stock M 2661 $471.93 Acquired 160639 Direct
2021-12-31 Common Stock F 1527 $471.93 Disposed 159112 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-31 Restricted Stock Units $0.0 M 3833 Disposed Common Stock (3833.0) Direct
2021-12-31 Restricted Stock Units $0.0 M 3802 Disposed Common Stock (3802.0) Direct
2021-12-31 Restricted Stock Units $0.0 M 2661 Disposed Common Stock (2661.0) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Options (Right to Buy) $77.81 2024-03-31 Common Stock (51304.0) 51304 Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2: As previously reported, the reporting person was granted 11,273 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3: As previously reported, the reporting person was granted 11,522 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4: As previously reported, the reporting person was granted 8,066 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F5: As previously reported, the reporting person was granted 8,066 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F6: As previously reported, the reporting person was granted 51,304 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.