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S&P Global Inc. — Director's Dealing 2022
Jan 4, 2022
29804_dirs_2022-01-04_b2052c19-ff97-4bd2-acee-f236a97f928d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2021-12-31
Reporting Person: Peterson Douglas L. (Director, CEO & President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-31 | Common Stock | M | 3833 | $471.93 | Acquired | 158256 | Direct |
| 2021-12-31 | Common Stock | F | 1898 | $471.93 | Disposed | 156358 | Direct |
| 2021-12-31 | Common Stock | M | 3802 | $471.93 | Acquired | 160160 | Direct |
| 2021-12-31 | Common Stock | F | 2182 | $471.93 | Disposed | 157978 | Direct |
| 2021-12-31 | Common Stock | M | 2661 | $471.93 | Acquired | 160639 | Direct |
| 2021-12-31 | Common Stock | F | 1527 | $471.93 | Disposed | 159112 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-31 | Restricted Stock Units | $0.0 | M | 3833 | Disposed | Common Stock (3833.0) | Direct | |
| 2021-12-31 | Restricted Stock Units | $0.0 | M | 3802 | Disposed | Common Stock (3802.0) | Direct | |
| 2021-12-31 | Restricted Stock Units | $0.0 | M | 2661 | Disposed | Common Stock (2661.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options (Right to Buy) | $77.81 | 2024-03-31 | Common Stock (51304.0) | 51304 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2: As previously reported, the reporting person was granted 11,273 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3: As previously reported, the reporting person was granted 11,522 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: As previously reported, the reporting person was granted 8,066 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5: As previously reported, the reporting person was granted 8,066 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F6: As previously reported, the reporting person was granted 51,304 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.