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S&P Global Inc. — Director's Dealing 2022
Jan 4, 2022
29804_dirs_2022-01-04_41d2a225-785b-4c74-9342-b879f1024ef9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2021-12-31
Reporting Person: Saha Saugata (President, S&P Global Platts)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-31 | Common Stock | M | 160 | $471.93 | Acquired | 1697 | Direct |
| 2021-12-31 | Common Stock | F | 70 | $471.93 | Disposed | 1627 | Direct |
| 2021-12-31 | Common Stock | M | 190 | $471.93 | Acquired | 1817 | Direct |
| 2021-12-31 | Common Stock | F | 81 | $471.93 | Disposed | 1736 | Direct |
| 2021-12-31 | Common Stock | M | 354 | $471.93 | Acquired | 2090 | Direct |
| 2021-12-31 | Common Stock | F | 135 | $471.93 | Disposed | 1955 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-31 | Restricted Stock Units | $0.0 | M | 160 | Disposed | Common Stock (160.0) | Direct | |
| 2021-12-31 | Restricted Stock Units | $0.0 | M | 190 | Disposed | Common Stock (190.0) | Direct | |
| 2021-12-31 | Restricted Stock Units | $0.0 | M | 354 | Disposed | Common Stock (354.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | 2024-02-01 | Common Stock (4661.0) | 4661 | Direct |
| Restricted Stock Units | $0.0 | Common Stock (330.0) | 330 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2: As previously reported, the reporting person was granted 472 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3: As previously reported, the reporting person was granted 576 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: As previously reported, the reporting person was granted 1,075 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5: As previously reported, the reporting person was granted 4,661 restricted stock units on 02/01/2021, subject to 3-year cliff vesting. The restricted stock units will vest 100% on 02/01/2024.
F6: As previously reported, the reporting person was granted 966 restricted stock units on 11/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 11/01/2020 and 33% on 11/01/2021 and the remaining 34% will vest on 11/01/2022.