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S&P Global Inc. — Director's Dealing 2022
May 16, 2022
29804_dirs_2022-05-16_68d6ce25-e067-47b3-8d67-975e13704f95.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2022-05-13
Reporting Person: Luquette Nancy (EVP, Chief Risk Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-05-13 | Common Stock | M | 876 | $59.92 | Acquired | 6543 | Direct |
| 2022-05-13 | Common Stock | M | 1411 | $77.81 | Acquired | 7954 | Direct |
| 2022-05-13 | Common Stock | S | 2287 | $333.74 | Disposed | 5667 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-05-13 | Option (Right to Buy) | $59.92 | M | 876 | Disposed | 2023-09-02 | Common Stock (876) | Direct |
| 2022-05-13 | Option (Right to Buy) | $77.81 | M | 1411 | Disposed | 2024-03-31 | Common Stock (1411) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Common Stock (576) | 576 | Direct | |
| Restricted Stock Units | $0 | Common Stock (262) | 262 | Direct | |
| Restricted Stock Units | $0 | Common Stock (333) | 333 | Direct |
Footnotes
F1: As previously reported, the reporting person was granted 876 options on 09/03/2013, which became exercisable in annual installments. The first installment of 33% became exercisable on 09/03/2014, the next 33% installment became exercisable on 09/03/2015 and the remaining 34% installment became exercisable on 09/03/2016.
F2: As previously reported, the reporting person was granted 1,411 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.
F3: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F4: As previously reported, the reporting person was granted 576 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2022, 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5: As previously reported, the reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021, and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F6: As previously reported, the reporting person was granted 496 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021, and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.