S&P Global Inc. — Director's Dealing 2021

Jan 5, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2020-12-31

Reporting Person: Kocherlakota Sitarama Swamy (Chief Information Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-31	Common Stock	M	401	$328.73	Acquired	5336	Direct
2020-12-31	Common Stock	F	138	$328.73	Disposed	5198	Direct
2020-12-31	Common Stock	M	302	$328.73	Acquired	5500	Direct
2020-12-31	Common Stock	F	111	$328.73	Disposed	5389	Direct
2020-12-31	Common Stock	M	274	$328.73	Acquired	5663	Direct
2020-12-31	Common Stock	F	109	$328.73	Disposed	5554	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-31	Restricted Stock Units	$0.0	M	401	Disposed		Common Stock (401.0)	Direct
2020-12-31	Restricted Stock Units	$0.0	M	302	Disposed		Common Stock (302.0)	Direct
2020-12-31	Restricted Stock Units	$0.0	M	274	Disposed		Common Stock (274.0)	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2: As previously reported, the reporting person was granted 1,216 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3: As previously reported, the reporting person was granted 916 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4: As previously reported, the reporting person was granted 804 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.