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S&P Global Inc. Director's Dealing 2021

Jan 5, 2021

29804_dirs_2021-01-05_ac28ac2a-9da9-4382-8606-a69f1d6b627e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2020-12-31

Reporting Person: Geduldig Courtney (EVP, Public Affairs)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-31 Common Stock M 253 $328.73 Acquired 8197 Direct
2020-12-31 Common Stock F 76 $328.73 Disposed 8121 Direct
2020-12-31 Common Stock M 233 $328.73 Acquired 8354 Direct
2020-12-31 Common Stock F 80 $328.73 Disposed 8274 Direct
2020-12-31 Common Stock M 260 $328.73 Acquired 8534 Direct
2020-12-31 Common Stock F 93 $328.73 Disposed 8441 Direct
2020-12-31 Common Stock M 147 $328.73 Acquired 1867 Indirect
2020-12-31 Common Stock F 48 $328.73 Disposed 1819 Indirect
2020-12-31 Common Stock M 163 $328.73 Acquired 1982 Indirect
2020-12-31 Common Stock F 63 $328.73 Disposed 1919 Indirect
2020-12-31 Common Stock M 191 $328.73 Acquired 2110 Indirect
2020-12-31 Common Stock F 78 $328.73 Disposed 2032 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-12-31 Restricted Stock Units $0.0 M 253 Disposed Common Stock (253.0) Direct
2020-12-31 Restricted Stock Units $0.0 M 233 Disposed Common Stock (233.0) Direct
2020-12-31 Restricted Stock Units $0.0 M 260 Disposed Common Stock (260.0) Direct
2020-12-31 Restricted Stock Units $0.0 M 147 Disposed Common Stock (147.0) Indirect
2020-12-31 Restricted Stock Units $0.0 M 163 Disposed Common Stock (163.0) Indirect
2020-12-31 Restricted Stock Units $0.0 M 191 Disposed 2020-12-31 Common Stock (191.0) Indirect

Footnotes

F1: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.

F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3: As previously reported, the reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4: As previously reported, the reporting person was granted 705 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F5: As previously reported, the reporting person was granted 764 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F6: As previously reported, the reporting person's spouse was granted 448 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.

F7: As previously reported, the reporting person's spouse was granted 493 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.

F8: As previously reported, the reporting person's spouse was granted 563 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.