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S&P Global Inc. — Director's Dealing 2021
Jan 5, 2021
29804_dirs_2021-01-05_ac28ac2a-9da9-4382-8606-a69f1d6b627e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2020-12-31
Reporting Person: Geduldig Courtney (EVP, Public Affairs)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-31 | Common Stock | M | 253 | $328.73 | Acquired | 8197 | Direct |
| 2020-12-31 | Common Stock | F | 76 | $328.73 | Disposed | 8121 | Direct |
| 2020-12-31 | Common Stock | M | 233 | $328.73 | Acquired | 8354 | Direct |
| 2020-12-31 | Common Stock | F | 80 | $328.73 | Disposed | 8274 | Direct |
| 2020-12-31 | Common Stock | M | 260 | $328.73 | Acquired | 8534 | Direct |
| 2020-12-31 | Common Stock | F | 93 | $328.73 | Disposed | 8441 | Direct |
| 2020-12-31 | Common Stock | M | 147 | $328.73 | Acquired | 1867 | Indirect |
| 2020-12-31 | Common Stock | F | 48 | $328.73 | Disposed | 1819 | Indirect |
| 2020-12-31 | Common Stock | M | 163 | $328.73 | Acquired | 1982 | Indirect |
| 2020-12-31 | Common Stock | F | 63 | $328.73 | Disposed | 1919 | Indirect |
| 2020-12-31 | Common Stock | M | 191 | $328.73 | Acquired | 2110 | Indirect |
| 2020-12-31 | Common Stock | F | 78 | $328.73 | Disposed | 2032 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-31 | Restricted Stock Units | $0.0 | M | 253 | Disposed | Common Stock (253.0) | Direct | |
| 2020-12-31 | Restricted Stock Units | $0.0 | M | 233 | Disposed | Common Stock (233.0) | Direct | |
| 2020-12-31 | Restricted Stock Units | $0.0 | M | 260 | Disposed | Common Stock (260.0) | Direct | |
| 2020-12-31 | Restricted Stock Units | $0.0 | M | 147 | Disposed | Common Stock (147.0) | Indirect | |
| 2020-12-31 | Restricted Stock Units | $0.0 | M | 163 | Disposed | Common Stock (163.0) | Indirect | |
| 2020-12-31 | Restricted Stock Units | $0.0 | M | 191 | Disposed | 2020-12-31 | Common Stock (191.0) | Indirect |
Footnotes
F1: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.
F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F3: As previously reported, the reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: As previously reported, the reporting person was granted 705 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5: As previously reported, the reporting person was granted 764 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F6: As previously reported, the reporting person's spouse was granted 448 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.
F7: As previously reported, the reporting person's spouse was granted 493 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.
F8: As previously reported, the reporting person's spouse was granted 563 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.