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S&P Global Inc. — Director's Dealing 2021
Apr 5, 2021
29804_dirs_2021-04-05_3d3528b2-fa90-40c6-a2f4-9bdf524b4c3d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2021-04-01
Reporting Person: Geduldig Courtney (EVP, Public Affairs)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-01 | Common Stock | $0.0 | A | 310 | Acquired | Common Stock (310.0) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10173 | Direct |
| Common Stock | 3250 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | Common Stock (239.0) | 239 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (167.0) | 167 | Indirect | |
| Restricted Stock Units | $0.0 | Common Stock (515.0) | 515 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (301.0) | 301 | Indirect |
Footnotes
F1: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.
F2: The reporting person's spouse was granted 310 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.
F3: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F4: As previously reported, the reporting person was granted 705 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5: As previously reported, the reporting person's spouse was granted 493 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.
F6: As previously reported, the reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F7: As previously reported, the reporting person's spouse was granted 448 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.