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S&P Global Inc. — Director's Dealing 2020
Jan 3, 2020
29804_dirs_2020-01-03_afade2c2-4d09-4a7e-a9c1-38f64bce8bdb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2019-12-31
Reporting Person: BERISFORD JOHN L (President, S&P Ratings)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-31 | Common Stock | M | 1025 | $273.05 | Acquired | 25455 | Direct |
| 2019-12-31 | Common Stock | F | 371 | $273.05 | Disposed | 25084 | Direct |
| 2019-12-31 | Common Stock | M | 796 | $273.05 | Acquired | 25880 | Direct |
| 2019-12-31 | Common Stock | F | 269 | $273.05 | Disposed | 25611 | Direct |
| 2019-12-31 | Common Stock | M | 698 | $273.05 | Acquired | 26309 | Direct |
| 2019-12-31 | Common Stock | F | 236 | $273.05 | Disposed | 26073 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-31 | Restricted Stock Units | $0.0 | M | 1025 | Disposed | 2019-12-31 | Common Stock (1025.0) | Direct |
| 2019-12-31 | Restricted Stock Units | $0.0 | M | 796 | Disposed | Common Stock (796.0) | Direct | |
| 2019-12-31 | Restricted Stock Units | $0.0 | M | 698 | Disposed | Common Stock (698.0) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2: As previously reported, the reporting person was granted 3,015 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3: As previously reported, the reporting person was granted 2,411 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: As previously reported, the reporting person was granted 2,114 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.