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S&P Global Inc. — Director's Dealing 2020
Jan 3, 2020
29804_dirs_2020-01-03_10390edd-bd1c-4b32-8b88-324f1e124d18.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2019-12-31
Reporting Person: CHEUNG MARTINA (President, Market Intelligence)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-31 | Common Stock | M | 198 | $273.05 | Acquired | 5563 | Direct |
| 2019-12-31 | Common Stock | F | 87 | $273.05 | Disposed | 5476 | Direct |
| 2019-12-31 | Common Stock | M | 212 | $273.05 | Acquired | 5688 | Direct |
| 2019-12-31 | Common Stock | F | 93 | $273.05 | Disposed | 5595 | Direct |
| 2019-12-31 | Common Stock | M | 523 | $273.05 | Acquired | 6118 | Direct |
| 2019-12-31 | Common Stock | F | 203 | $273.05 | Disposed | 5915 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-31 | Restricted Stock Units | $0.0 | M | 198 | Disposed | 2019-12-31 | Common Stock (198.0) | Direct |
| 2019-12-31 | Restricted Stock Units | $0.0 | M | 212 | Disposed | Common Stock (212.0) | Direct | |
| 2019-12-31 | Restricted Stock Units | $0.0 | M | 523 | Disposed | Common Stock (523.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options (Right to Buy) | $74.07 | 2024-04-30 | Common Stock (671.0) | 671 | Direct |
| Options (Right to Buy) | $51.55 | 2023-03-31 | Common Stock (1255.0) | 1255 | Direct |
| Options (Right to Buy) | $77.81 | 2024-03-31 | Common Stock (1539.0) | 1539 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2: As previously reported, the reporting person was granted 580 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3: As previously reported, the reporting person was granted 643 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: As previously reported, the reporting person was granted 1,585 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.