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S&P Global Inc. Director's Dealing 2020

Jan 3, 2020

29804_dirs_2020-01-03_10390edd-bd1c-4b32-8b88-324f1e124d18.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2019-12-31

Reporting Person: CHEUNG MARTINA (President, Market Intelligence)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-12-31 Common Stock M 198 $273.05 Acquired 5563 Direct
2019-12-31 Common Stock F 87 $273.05 Disposed 5476 Direct
2019-12-31 Common Stock M 212 $273.05 Acquired 5688 Direct
2019-12-31 Common Stock F 93 $273.05 Disposed 5595 Direct
2019-12-31 Common Stock M 523 $273.05 Acquired 6118 Direct
2019-12-31 Common Stock F 203 $273.05 Disposed 5915 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-12-31 Restricted Stock Units $0.0 M 198 Disposed 2019-12-31 Common Stock (198.0) Direct
2019-12-31 Restricted Stock Units $0.0 M 212 Disposed Common Stock (212.0) Direct
2019-12-31 Restricted Stock Units $0.0 M 523 Disposed Common Stock (523.0) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Options (Right to Buy) $74.07 2024-04-30 Common Stock (671.0) 671 Direct
Options (Right to Buy) $51.55 2023-03-31 Common Stock (1255.0) 1255 Direct
Options (Right to Buy) $77.81 2024-03-31 Common Stock (1539.0) 1539 Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2: As previously reported, the reporting person was granted 580 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3: As previously reported, the reporting person was granted 643 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4: As previously reported, the reporting person was granted 1,585 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.