S&P Global Inc. — Director's Dealing 2020

Jan 3, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2019-12-31

Reporting Person: Craig Christopher (SVP and Controller)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-12-31	Common Stock	M	78	$273.05	Acquired	3700	Direct
2019-12-31	Common Stock	F	31	$273.05	Disposed	3669	Direct
2019-12-31	Common Stock	M	69	$273.05	Acquired	3738	Direct
2019-12-31	Common Stock	F	28	$273.05	Disposed	3710	Direct
2019-12-31	Common Stock	M	116	$273.05	Acquired	3826	Direct
2019-12-31	Common Stock	F	46	$273.05	Disposed	3780	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-12-31	Restricted Stock Units	$0.0	M	78	Disposed		Common Stock (78.0)	Direct
2019-12-31	Restricted Stock Units	$0.0	M	69	Disposed		Common Stock (69.0)	Direct
2019-12-31	Restricted Stock Units	$0.0	M	116	Disposed		Common Stock (116.0)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Options (Right to Buy)	$51.55	2023-03-31	Common Stock (496.0)	496	Direct
Options (Right to Buy)	$77.81	2024-03-31	Common Stock (559.0)	559	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2: As previously reported, the reporting person was granted 232 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3: As previously reported, the reporting person was granted 209 restricted stock units on 04/02/2018. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4: As previously reported, the reporting person was granted 352 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F5: As previously reported, the reporting person was granted 1,456 options on 04/01/2013, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2014, the next 33% installment became exercisable on 04/01/2015 and the remaining 34% installment became exercisable on 04/01/2016.

F6: As previously reported, the reporting person was granted 834 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.