S&P Global Inc. — Director's Dealing 2020

Jan 3, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2019-12-31

Reporting Person: Matturri Alexander JR (CEO, S&P Dow Jones Indices)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-12-31	Common Stock	M	316	$273.05	Acquired	16775	Direct
2019-12-31	Common Stock	F	125	$273.05	Disposed	16650	Direct
2019-12-31	Common Stock	M	244	$273.05	Acquired	16894	Direct
2019-12-31	Common Stock	F	94	$273.05	Disposed	16800	Direct
2019-12-31	Common Stock	M	260	$273.05	Acquired	17060	Direct
2019-12-31	Common Stock	F	88	$273.05	Disposed	16972	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-12-31	Restricted Stock Units	$0.0	M	316	Disposed	2019-12-31	Common Stock (316.0)	Direct
2019-12-31	Restricted Stock Units	$0.0	M	244	Disposed		Common Stock (244.0)	Direct
2019-12-31	Restricted Stock Units	$0.0	M	260	Disposed		Common Stock (260.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2367.80	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Options (Right to Buy)	$37.41	2021-03-31	Common Stock (5560.0)	5560	Direct

Footnotes

F1: The SPGI Stock Fund under The 401(k) Savings and Profit Sharing Plan of S&P Global Inc. is denominated in units, representing ownership interests in a fund that includes both S&P Global common stock and a reserve of cash. The information reported represents the dollar value of the reporting person's balance in the SPGI Stock Fund as of 12/31/2019, as reported by the plan administrator, divided by the closing price of S&P Global common stock on that date.

F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3: As previously reported, the reporting person was granted 928 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4: As previously reported, the reporting person was granted 739 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F5: As previously reported, the reporting person was granted 789 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.