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S&P Global Inc. — Director's Dealing 2020
Jan 3, 2020
29804_dirs_2020-01-03_2817d4e5-ded4-4e70-90bd-6f4eb1f3f11d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2019-12-31
Reporting Person: Steenbergen Ewout L (EVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-31 | Common Stock | M | 1419 | $273.05 | Acquired | 13031 | Direct |
| 2019-12-31 | Common Stock | F | 568 | $273.05 | Disposed | 12463 | Direct |
| 2019-12-31 | Common Stock | M | 1207 | $273.05 | Acquired | 13670 | Direct |
| 2019-12-31 | Common Stock | F | 462 | $273.05 | Disposed | 13208 | Direct |
| 2019-12-31 | Common Stock | M | 1163 | $273.05 | Acquired | 14371 | Direct |
| 2019-12-31 | Common Stock | F | 464 | $273.05 | Disposed | 13907 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-31 | Restricted Stock Units | $0.0 | M | 1419 | Disposed | 2019-12-31 | Common Stock (1419.0) | Direct |
| 2019-12-31 | Restricted Stock Units | $0.0 | M | 1207 | Disposed | Common Stock (1207.0) | Direct | |
| 2019-12-31 | Restricted Stock Units | $0.0 | M | 1163 | Disposed | Common Stock (1163.0) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2: As previously reported, the reporting person was granted 4,175 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3: As previously reported, the reporting person was granted 3,657 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: As previously reported, the reporting person was granted 3,523 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.