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S&P Global Inc. — Director's Dealing 2020
Mar 5, 2020
29804_dirs_2020-03-05_80736053-4993-4176-802b-b29159596a70.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2020-03-03
Reporting Person: CHEUNG MARTINA (President, Market Intelligence)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-03 | Common Stock | A | 2164 | — | Acquired | 8079 | Direct |
| 2020-03-03 | Common Stock | F | 828 | $280.14 | Disposed | 7251 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options (Right to Buy) | $74.07 | 2024-04-30 | Common Stock (671.0) | 671 | Direct |
| Restricted Stock Units | $0.0 | Common Stock (219.0) | 219 | Direct | |
| Options (Right to Buy) | $51.55 | 2023-03-31 | Common Stock (1255.0) | 1255 | Direct |
| Restricted Stock Units | $0.0 | Common Stock (1062.0) | 1062 | Direct | |
| Options (Right to Buy) | $77.81 | 2024-03-31 | Common Stock (1539.0) | 1539 | Direct |
Footnotes
F1: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.
F2: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.
F3: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F4: As previously reported, the reporting person was granted 643 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5: As previously reported, the reporting person was granted 1,585 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.