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S&P Global Inc. Director's Dealing 2020

Apr 3, 2020

29804_dirs_2020-04-03_0a20977d-445b-4f34-8e40-ce7f8a5cf011.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2020-04-01

Reporting Person: Matturri Alexander JR (CEO, S&P Dow Jones Indices)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-04-01 Restricted Stock Units $0.0 A 717 Acquired Common Stock (717.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2417.02 Indirect
Common Stock 18728 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $0.0 Common Stock (529.0) 529 Direct
Options (Right to Buy) $37.41 2021-03-31 Common Stock (5560.0) 5560 Direct
Restricted Stock Units $0.0 Common Stock (251.0) 251 Direct

Footnotes

F1: The SPGI Stock Fund under The 401(k) Savings and Profit Sharing Plan of S&P Global Inc. is denominated in units, representing ownership interests in a fund that includes both S&P Global common stock and a reserve of cash. The information reported represents the dollar value of the reporting person's balance in the SPGI Stock Fund as of March 31, 2020, as reported by the plan administrator, divided by the closing price of S&P Global common stock on that date.

F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3: The reporting person was granted 717 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4: As previously reported, the reporting person was granted 789 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F5: As previously reported, the reporting person was granted 739 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.