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S&P Global Inc. — Director's Dealing 2020
Apr 3, 2020
29804_dirs_2020-04-03_e29f4096-cfa0-4040-965d-801f6c2e6b74.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2020-04-01
Reporting Person: Geduldig Courtney (EVP, Public Affairs)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-04-01 | Restricted Stock Units | $0.0 | A | 768 | Acquired | Common Stock (768.0) | Direct | |
| 2020-04-01 | Restricted Stock Units | $0.0 | A | 448 | Acquired | Common Stock (448.0) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10972 | Direct |
| Common Stock | 4233 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | Common Stock (472.0) | 472 | Direct | |
| Restricted Stock Units | $0.0 | 2020-12-31 | Common Stock (191.0) | 191 | Indirect |
| Restricted Stock Units | $0.0 | Common Stock (330.0) | 330 | Indirect | |
| Restricted Stock Units | $0.0 | Common Stock (260.0) | 260 | Direct | |
| Restricted Stock Units | $0.0 | 2020-12-01 | Common Stock (123.0) | 123 | Indirect |
Footnotes
F1: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.
F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F3: The reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: The reporting person's spouse was granted 448 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5: As previously reported, the reporting person was granted 705 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F6: As previously reported, the reporting person's spouse was granted 563 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.
F7: As previously reported, the reporting person's spouse was granted 493 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.
F8: As previously reported, the reporting person was granted 764 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F9: As previously reported, the reporting person's spouse was granted 361 restricted stock units on 12/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/01/2018 and 33% on 12/01/2019 and the remaining 34% will vest on 12/01/2020.