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S&P Global Inc. Director's Dealing 2019

Jan 3, 2019

29804_dirs_2019-01-03_c702c3d2-e69e-474b-b547-94eaa60b7d53.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2018-12-31

Reporting Person: BERISFORD JOHN L (President, S&P Ratings)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-12-31 Common Stock M 3021 $169.94 Acquired 29041 Direct
2018-12-31 Common Stock M 995 $169.94 Acquired 30036 Direct
2018-12-31 Common Stock M 796 $169.94 Acquired 30832 Direct
2018-12-31 Common Stock F 1057 $169.94 Disposed 29775 Direct
2018-12-31 Common Stock F 336 $169.94 Disposed 29439 Direct
2018-12-31 Common Stock F 269 $169.94 Disposed 29170 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-12-31 Restricted Stock Units $0.0 M 3021 Disposed 2018-12-31 Common Stock (3021.0) Direct
2018-12-31 Restricted Stock Units $0.0 M 995 Disposed 2019-12-31 Common Stock (995.0) Direct
2018-12-31 Restricted Stock Units $0.0 M 796 Disposed Common Stock (796.0) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2: As previously reported, the reporting person was granted 3,015 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3: As previously reported, the reporting person was granted 2,411 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.