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S&P Global Inc. — Director's Dealing 2019
Jan 3, 2019
29804_dirs_2019-01-03_66dac484-2346-4914-ada1-58d5157c2460.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2018-12-31
Reporting Person: Geduldig Courtney (EVP, Public Affairs)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-31 | Common Stock | M | 1208 | $169.94 | Acquired | 7369 | Direct |
| 2018-12-31 | Common Stock | M | 325 | $169.94 | Acquired | 7694 | Direct |
| 2018-12-31 | Common Stock | M | 252 | $169.94 | Acquired | 7946 | Direct |
| 2018-12-31 | Common Stock | F | 402 | $169.94 | Disposed | 7544 | Direct |
| 2018-12-31 | Common Stock | F | 98 | $169.94 | Disposed | 7446 | Direct |
| 2018-12-31 | Common Stock | F | 76 | $169.94 | Disposed | 7370 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-31 | Restricted Stock Units | $0.0 | M | 1208 | Disposed | 2018-12-31 | Common Stock (1208.0) | Direct |
| 2018-12-31 | Restricted Stock Units | $0.0 | M | 325 | Disposed | 2019-12-31 | Common Stock (325.0) | Direct |
| 2018-12-31 | Restricted Stock Units | $0.0 | M | 252 | Disposed | Common Stock (252.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options (Right to Buy) | $77.81 | 2024-03-31 | Common Stock (437.0) | 437 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2: As previously reported, the reporting person was granted 986 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3: As previously reported, the reporting person was granted 764 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: As previously reported, the reporting person was granted 1,283 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.