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S&P Global Inc. Director's Dealing 2019

Jan 3, 2019

29804_dirs_2019-01-03_66dac484-2346-4914-ada1-58d5157c2460.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2018-12-31

Reporting Person: Geduldig Courtney (EVP, Public Affairs)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-12-31 Common Stock M 1208 $169.94 Acquired 7369 Direct
2018-12-31 Common Stock M 325 $169.94 Acquired 7694 Direct
2018-12-31 Common Stock M 252 $169.94 Acquired 7946 Direct
2018-12-31 Common Stock F 402 $169.94 Disposed 7544 Direct
2018-12-31 Common Stock F 98 $169.94 Disposed 7446 Direct
2018-12-31 Common Stock F 76 $169.94 Disposed 7370 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-12-31 Restricted Stock Units $0.0 M 1208 Disposed 2018-12-31 Common Stock (1208.0) Direct
2018-12-31 Restricted Stock Units $0.0 M 325 Disposed 2019-12-31 Common Stock (325.0) Direct
2018-12-31 Restricted Stock Units $0.0 M 252 Disposed Common Stock (252.0) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Options (Right to Buy) $77.81 2024-03-31 Common Stock (437.0) 437 Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2: As previously reported, the reporting person was granted 986 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3: As previously reported, the reporting person was granted 764 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4: As previously reported, the reporting person was granted 1,283 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.