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S&P Global Inc. — Director's Dealing 2019
Jan 3, 2019
29804_dirs_2019-01-03_5c3c087a-ecf8-41d7-8cb5-d8ae404bf563.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2018-12-31
Reporting Person: CHEUNG MARTINA (EMD, Head of Global Risk Svcs)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-31 | Common Stock | M | 604 | $169.94 | Acquired | 3847 | Direct |
| 2018-12-31 | Common Stock | M | 191 | $169.94 | Acquired | 4038 | Direct |
| 2018-12-31 | Common Stock | M | 212 | $169.94 | Acquired | 4250 | Direct |
| 2018-12-31 | Common Stock | F | 263 | $169.94 | Disposed | 3987 | Direct |
| 2018-12-31 | Common Stock | F | 83 | $169.94 | Disposed | 3904 | Direct |
| 2018-12-31 | Common Stock | F | 80 | $169.94 | Disposed | 3824 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-31 | Restricted Stock Units | $0.0 | M | 604 | Disposed | 2018-12-31 | Common Stock (604.0) | Direct |
| 2018-12-31 | Restricted Stock Units | $0.0 | M | 191 | Disposed | 2019-12-31 | Common Stock (191.0) | Direct |
| 2018-12-31 | Restricted Stock Units | $0.0 | M | 212 | Disposed | Common Stock (212.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options (Right to Buy) | $74.07 | 2024-04-30 | Common Stock (671.0) | 671 | Direct |
| Options (Right to Buy) | $51.55 | 2023-03-31 | Common Stock (1255.0) | 1255 | Direct |
| Options (Right to Buy) | $77.81 | 2024-03-31 | Common Stock (1539.0) | 1539 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2: As previously reported, the reporting person was granted 580 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3: As previously reported, the reporting person was granted 643 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: As previously reported, the reporting person was granted 671 options on 05/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 05/01/2015, the next 33% installment became exercisable on 05/01/2016 and the remaining 34% installment became exercisable on 05/01/2017.
F5: As previously reported, the reporting person was granted 1,872 options on 04/01/2013, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2014, the next 33% installment became exercisable on 04/01/2015 and the remaining 34% installment became exercisable on 04/01/2016.
F6: As previously reported, the reporting person was granted 1,539 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.