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S&P Global Inc. — Director's Dealing 2019
Jan 3, 2019
29804_dirs_2019-01-03_ea2e04b1-850d-440d-80b1-e28885b72f4a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2018-12-31
Reporting Person: Kemps Steven J (EVP, General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-31 | Common Stock | M | 2057 | $169.94 | Acquired | 3596 | Direct |
| 2018-12-31 | Common Stock | M | 727 | $169.94 | Acquired | 4323 | Direct |
| 2018-12-31 | Common Stock | M | 557 | $169.94 | Acquired | 4880 | Direct |
| 2018-12-31 | Common Stock | F | 737 | $169.94 | Disposed | 4143 | Direct |
| 2018-12-31 | Common Stock | F | 247 | $169.94 | Disposed | 3896 | Direct |
| 2018-12-31 | Common Stock | F | 190 | $169.94 | Disposed | 3706 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-31 | Restricted Stock Units | $0.0 | M | 2057 | Disposed | 2018-12-31 | Common Stock (2057.0) | Direct |
| 2018-12-31 | Restricted Stock Units | $0.0 | M | 727 | Disposed | 2019-12-31 | Common Stock (727.0) | Direct |
| 2018-12-31 | Restricted Stock Units | $0.0 | M | 557 | Disposed | Common Stock (557.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | Common Stock (1097.0) | 1097 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2: As previously reported, the reporting person was granted 2,203 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3: As previously reported, the reporting person was granted 1,688 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: As previously reported, the reporting person was granted 3,227 restricted stock units on 09/01/2016, subject to 3-year vesting. The restricted stock units vested 33% on 09/01/2017 and 33% on 09/01/2018 and the remaining 34% will vest on 09/01/2019.