AI assistant
S&P Global Inc. — Director's Dealing 2019
Jan 3, 2019
29804_dirs_2019-01-03_cf53ed22-e492-471d-9ae0-c2215909913d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2018-12-31
Reporting Person: Kocherlakota Sitarama Swamy (Chief Information Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-31 | Common Stock | M | 288 | $169.94 | Acquired | 1028 | Direct |
| 2018-12-31 | Common Stock | M | 265 | $169.94 | Acquired | 1293 | Direct |
| 2018-12-31 | Common Stock | F | 114 | $169.94 | Disposed | 1179 | Direct |
| 2018-12-31 | Common Stock | F | 105 | $169.94 | Disposed | 1074 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-31 | Restricted Stock Units | $0.0 | M | 288 | Disposed | Common Stock (288.0) | Direct | |
| 2018-12-31 | Restricted Stock Units | $0.0 | M | 265 | Disposed | Common Stock (265.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | Common Stock (2167.0) | 2167 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2: As previously reported, the reporting person was granted 873 restricted stock units on 08/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3: As previously reported, the reporting person was granted 804 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: As previously reported, the reporting person was granted 3,234 restricted stock units on 08/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 08/01/2018 and will vest 33% on 08/01/2019 and 34% on 08/01/2020.